Global Equities Investment Specialists

Compliance & Operations

Jeff Gates

Jeff Gates

Partner, Chief Compliance Officer

  • 25+ years experience
  • Senior Compliance Analyst, Wellington Management Company, LLP, Senior Compliance Manager, Standish Mellon Asset Management
  • BS St. Michael's College, Series 6, 26 and 63 licenses

Palmer Hallagan

Palmer Hallagan

Partner, Director of Investment Operations & Systems

  • 22 years experience
  • Vice President and Head of Investment Operations, Old Mutual Asset Management, Columbia Management

Carolyn Crombie

Carolyn Crombie

Operations Manager

  • 24 years experience
  • Longwood Investment Advisors, Trillium Asset Management, Dewey Square Investors

James DePierre

James DePierre

Operations Analyst

  • 20 years experience
  • Business Consultant, Putnam Investments, Old Mutual Asset Management, State Street Global Advisors, Columbia Management Group